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Raul Juan Escudero Villeta

Fsam LLC

Guaynabo, PR

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Current Employers
Fsam Llc

1720 Windward Concourse Suite 115, Alpharetta, GA 30005 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2023-01-20
  • PR RA
    APPROVED
    Since 2023-01-20

Branch Locations

Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities Guaynabo PR 10/2006 02/2018
Herbert J. Sims & Co. Inc. Guaynabo PR 02/2018 12/2022
Herbert J Sims Capital Management Guaynabo PR 02/2018 12/2022
First Southern, Llc Guaynabo PR 12/2022 Present
  • 10/2006 → 02/2018
    Santander Securities
    Guaynabo, PR
  • 02/2018 → 12/2022
    Herbert J. Sims & Co. Inc.
    Guaynabo, PR
  • 02/2018 → 12/2022
    Herbert J Sims Capital Management
    Guaynabo, PR
  • 12/2022 → Present
    First Southern, Llc
    Guaynabo, PR
Previous Registrations
Other Businesses

Personal rental property at Brenas Estate Lot #13, Toa Baja, PR; start date of 4/20/2017, 0 hours per month; 0 hours during trading hours. Personal rental property at Condominio Victoria Plaza, Calle Candina, Condado, PR; start date of 4/20/2017, 0 hours per month; 0 hours during trading hours. Name of business: Consumer Debt Management (CDM) Compensated: Yes (Chairmanship Fees/Dividends) Investment related: No Address of business: 250 Munoz Rivera 7th FL PR 00918 Title: Chairman; Start Date: 5 Years ago Number of Hours devoted: 4 hrs Hours devoted during trading hours per month. Description: Attending board meetings (off hours). CDM is a dully registered collection agency registered with all pertaining local and federal agencies. -------------------------------------------------------------------------- Name of Business: Fundacion Carlos Romero Barcelo Compensation: No Investment related: No Address: P.O. Box 364351 San Juan PR 00936 Nature of Business:Promoting and educating PR on statehood benefits Title: Treasurer Start Date: 8 Years ago Hours Devoted to Business: 4 Hours Hours devoted during securities trading hours: None Description: Financial aspects, E.G Payrolls/ foundation is inactive.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-03
S63 Uniform Securities Agent State Law Examination 1985-05-31
  • S65 Uniform Investment Adviser Law Examination
    1996-08-03
  • S63 Uniform Securities Agent State Law Examination
    1985-05-31
Other Names
  • Raul J Escudero Villeta
  • Paul J Escudero
  • Raul Juan Escudero

View on SEC IAPD

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