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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-20 |
| OR | RA | APPROVED | 2020-10-09 |
Branch Locations
975 Oak Street Suite 975, Eugene, OR 97401-3131 • United States
Eugene, OR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Eugene | OR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Eugene | OR | 11/2016 | 10/2019 |
| Rbc Capital Markets, Llc. | Eugene | OR | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-09 |
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