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909 Lily Creek Road #101, Louisville, KY 40243-2808 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-12-08 |
| KY | RA | APPROVED | 2022-04-19 |
Branch Locations
Clearwater, FL • United States
909 Lily Creek Road #101, Louisville, KY 40243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alexander Investment Services Co. | Louisville | KY | 01/1987 | Present |
FRANCIS MASSER CHARITABLE TRUST. This trust was established with a client prior to her death to provide continuing annual support for a specific list of charities. Trustee. Requires 30-40 hours per month during Trading Hours. ROY'S BOYS, LLC is a small real estate investment company that owns a single commercial office building. Minority shareholder. Not securities-related. No significant amount of time regularly devoted to this activity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-07-03 |
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