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Current Employers
Alexander Investment Services Co.

909 Lily Creek Road #101, Louisville, KY 40243-2808 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-12-08
KY RA APPROVED 2022-04-19
  • IN RA
    APPROVED
    Since 2022-12-08
  • KY RA
    APPROVED
    Since 2022-04-19

Branch Locations

Clearwater, FL • United States

909 Lily Creek Road #101, Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexander Investment Services Co. Louisville KY 01/1987 Present
Other Businesses

FRANCIS MASSER CHARITABLE TRUST. This trust was established with a client prior to her death to provide continuing annual support for a specific list of charities. Trustee. Requires 30-40 hours per month during Trading Hours. ROY'S BOYS, LLC is a small real estate investment company that owns a single commercial office building. Minority shareholder. Not securities-related. No significant amount of time regularly devoted to this activity.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-07-03
  • S63 Uniform Securities Agent State Law Examination
    1985-07-03

View on SEC IAPD

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