Daniel Coughlin

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-08-11

NJ RA
APPROVED

Since 2022-08-11

Branch Locations

26 Main St Ste 101, Chatham, NJ 07928 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Short Hills	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Short Hills	NJ	11/2016	07/2022
Wells Fargo Advisors Financial Network, Llc	Chatham	NJ	07/2022	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Short Hills, NJ
11/2016 → 07/2022

Wells Fargo Clearing Services, Llc

Short Hills, NJ
07/2022 → Present

Wells Fargo Advisors Financial Network, Llc

Chatham, NJ

Previous Registrations

2008-01-01 → 2022-07-29

Wells Fargo Clearing Services, Llc

Short Hills, NJ

Short Hills, NJ
2003-10-15 → 2008-01-01

A. G. Edwards & Sons, Inc.

Short Hills, NJ

Short Hills, NJ

St. Louis, MO

Other Businesses

POWER OF ATTORNEY FOR FATHER; INV RELATED; LAKEWOOD, NJ; START 1/1/2019; 0 HR/MO; 0 DURING TRADING. DANIEL COUGHLIN LLC, INV RELATED, CHATHAM, NJ, 100% OWNERSHIP, START 8/1/2022, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-12-15

S63 Uniform Securities Agent State Law Examination

1986-12-15

Other Names

Daniel Coughlin
Daniel David Coughlin

View on SEC IAPD