Christopher Ralph Sordello

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1984 → 03/2017
  Metlife Securities Inc.
  Peabody, MA
• 03/2017 → 04/2021
  Mml Investors Services, Llc
  Boston, MA
• 07/2016 → 04/2021
  Massachusetts Mutual Life Insurance Company
  Boston, MA
• 04/2021 → Present
  Lpl Financial Llc
  Waltham, MA

Other Businesses

1. 4/23/2021 - Bay Financial Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/16/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 03/14/2024 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/01/1999 - 5 Hours Per Month/ During Trading 3. 02/12/2025- Sordello Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 160 Hours Per Month- 6 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-01-16

Designations

• Chartered Financial Consultant

Other Names

• Chirs Sordello