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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2018-02-26 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
S Huntington, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | East Hills | NY | 09/1983 | 03/2017 |
| Massmutual Life Insurance Co | East Hills | NY | 07/2016 | Present |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | Present |
1.) Indpendent Insurance Agent - Demetriou Group Dorian Agency Property and Casualty from residential address - 1 security hours and 0 non security hours - since 01/1987 2.) OWNER OF LOIVOS REALTY INC from Residential Address 4 NON SECURITIES TRADING HOURS WEEKLY, START DATE 11/1983 3)Independent Insurance Agent- from business address- 1hrs sec, 0hrs nonsec-fringe benefit pension plans-since 6/2012. 4) Owner-rental real estate-DBA Ridgewood Realty Inc-from residential address-0hrs sec, 4hrs nonsec-since 11/1983 5) Owner-rental real estate-DBA 361 Hillside Ave Corp-from residential address-0hrs sec, 4hrs nonsec-since 11/1983 6) Owner-rental real estate-DBA Santiago Realty LLC- from residential address-0hrs sec, 4hrs nonsec-since 11/1983. 100 % Property Owner and Manager multi-unit residential complex in Queens Village, NY 2 non-security hours since 6/11. 7) President and Owner of Five Star - Ferreira Group, LLC - from business address - 30 security hours - since 08/2016
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-07 |
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