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400 Sterling Drive, Orchard Park, NY 14127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Buffalo | NY | 07/2009 | 12/2017 |
| Lpl Financial Llc | Orchard Park | NY | 12/2017 | Present |
| Silver Grove Advisory Services | Orchard Park | NY | 12/2017 | Present |
1) 01/10/2018 - Silver Grove Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 11/29/2017 - 160 Hours Per Month / 8 Hours During Trading - 100% Time Spent - I provide investment advisory services through Silver Grove Advisory Services, an independent investment advisor firm. I started this business activity on 12/08/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 01/10/2018 - Silver Grove Advisory Services - DBA: Silver Grove Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 11/29/2017 - 160 Hours Per Month / 8 Hours During Trading - 100% Time Spent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-06 |
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