Timothy John Notaro

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-04
IL	RA	APPROVED	2025-01-23

TX RA
APPROVED_RES

Since 2025-02-04
IL RA
APPROVED

Since 2025-01-23

Branch Locations

507 N. Milwaukee Avenue, Libertyville, IL 60048 • United States

1200 South Milwaukee Avenue, Libertyville, IL 60048 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wayne Hummer Investments	Libertyville	IL	03/2004	01/2025
Lpl Financial Llc	Libertyville	IL	01/2025	Present

03/2004 → 01/2025

Wayne Hummer Investments

Libertyville, IL
01/2025 → Present

Lpl Financial Llc

Libertyville, IL

Previous Registrations

2017-06-01 → 2025-01-23

Wintrust Investments Llc

Libertyville, IL

Libertyville, IL

Chicago, IL

Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/25/2025- 160 Hours Per Month- 160 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-05-22
S63	Uniform Securities Agent State Law Examination	1985-05-21

S65 Uniform Investment Adviser Law Examination

2017-05-22
S63 Uniform Securities Agent State Law Examination

1985-05-21

View on SEC IAPD