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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-18
NY RA APPROVED 2022-09-28
  • TX RA
    APPROVED_RES
    Since 2024-11-18
  • NY RA
    APPROVED
    Since 2022-09-28

Branch Locations

450 Old Country Rd, Riverhead, NY 11901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Agricole Corporate And Investment Bank New York NY 04/2016 06/2017
Entoro Securities, Llc Houston TX 06/2019 12/2019
Entoro Capital, Llc Houston TX 06/2019 12/2019
Diamond Standard New York NY 01/2019 07/2021
Edgewater Markets New York NY 09/2017 01/2019
Travel New York NY 06/2017 09/2017
Entoro Securities, Llc Houston TX 07/2021 12/2021
Entoro Capital Llc Houston TX 07/2021 12/2021
Unemployed Hoboken NJ 01/2022 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsford NY 07/2022 Present
Bank Of America, N.A. Pittsford NY 09/2022 Present
  • 04/2016 → 06/2017
    Credit Agricole Corporate And Investment Bank
    New York, NY
  • 06/2019 → 12/2019
    Entoro Securities, Llc
    Houston, TX
  • 06/2019 → 12/2019
    Entoro Capital, Llc
    Houston, TX
  • 01/2019 → 07/2021
    Diamond Standard
    New York, NY
  • 09/2017 → 01/2019
    Edgewater Markets
    New York, NY
  • 06/2017 → 09/2017
    Travel
    New York, NY
  • 07/2021 → 12/2021
    Entoro Securities, Llc
    Houston, TX
  • 07/2021 → 12/2021
    Entoro Capital Llc
    Houston, TX
  • 01/2022 → 05/2022
    Unemployed
    Hoboken, NJ
  • 07/2022 → Present
    Pittsford, NY
  • 09/2022 → Present
    Bank Of America, N.A.
    Pittsford, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-30
S63 Uniform Securities Agent State Law Examination 2010-08-31
  • S66 Uniform Combined State Law Examination
    2022-06-30
  • S63 Uniform Securities Agent State Law Examination
    2010-08-31
Other Names
  • Thomas Andrew Leonard
  • Thomas Leonard

View on SEC IAPD

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