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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-05-03 |
| VA | RA | APPROVED | 2023-05-03 |
| TX | RA | APPROVED_RES | 2023-05-02 |
Branch Locations
3500 Depauw Blvd Ste 2042, Indianapolis, IN 46268 • United States
2840 Electric Rd 205-A, Roanoke, VA 24018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frank A Leyes & Assoc. | Roanoke | VA | 12/1995 | Present |
| Geneos Wealth Management, Inc,. | Indianappolis | IN | 11/2005 | 02/2019 |
| Commonwealth Financial Network | Waltham | MA | 02/2019 | 05/2023 |
| Lpl Financial Llc | Roanoke | VA | 05/2023 | Present |
1) 04/2023 - Frank A. Leyes & Associates - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 04/2023 - Way of Wealth Enterprises, LLC - Business Owner - Non-inv. Related - Roanoke, Virginia - Business Owner - Start Date 06/19/2013 - 8hrs/month 3) 04/2023 - Commonwealth - Non-Variable Insurance - Inv. Related - Roanoke, Virginia - Agent Selling Insurance - Start Date 10/01/1991 - 160hrs/month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-04-17 |
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