Roy Michael Blumberg

Current Employers

Employment History

• 07/2009 → Present
  Lpl Financial Llc
  King Of Prussia, PA
• 06/2012 → Present
  Private Advisor Group, Llc
  King Of Prussia, PA

Previous Registrations

• 2009-03-16 → 2009-08-03
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2006-07-17 → 2008-06-23
  Janney Montgomery Scott Llc
  Philadelphia, PA
• 2005-03-16 → 2006-09-29
  Intl Advisory Consultants Inc.
  Birmingham, AL

Other Businesses

(1) 09/17/2012 - REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP - (HYBRID) FEE BASED ASSET MANAGEMENT - 75% OF TIME SPENT - KING OF PRUSSIA, PA (2) 12/26/2013 - DBA ONLY - HORATIO STREET WEALTH MANAGEMENT - KING OF PRUSSIA, PA. (3) 12/12/2016 - Private Advisor Group - DBA: (Hybrid) Horatio Street Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/01/2012 - 160 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/12/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-17
• S63 Uniform Securities Agent State Law Examination
  1996-09-24

Other Names

• Roy M Blumberg