Jose Fernando Gallego

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 03/2019
  Questar Capital
  Minneapolis, MN
• 01/2011 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Naperville, IL
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Naperville, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Naperville, IL

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Naperville, IL
• 2011-05-05 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Naperville, IL

Other Businesses

1) NAPERVILLE PARK DISTRICT. POSITION: Independent contractor. NATURE: Recreational park district. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2015 ADDRESS: 24W671 Woodcrest Drive, Naperville IL 60540 DESCRIPTION: Soccer referee. 2) AGM INVESTMENT GROUP. POSITION: Insurance Agent. NATURE: Health Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2010 ADDRESS: 24W671 Woodcrest Drive, Naperville IL 60540 DESCRIPTION: Sales and service. 3) AGM INVESTMENT GROUP. POSITION: Agent. NATURE: Premium financing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2010 ADDRESS: 24W671 Woodcrest Drive, Naperville IL 60540 DESCRIPTION: Facilitate premium financing transactions. 4) AGM INVESTMENT GROUP. POSITION: Referral agent. NATURE: Offering service to buy, sell, merge or acquire businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2010 ADDRESS: 24W671 Woodcrest Dr, Naperville IL 60540 DESCRIPTION: Arrange introduction for a fee. 5) A G M INVESTMENT GROUP POSITION: owner/president NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2010 ADDRESS: 24W671 Woodcrest Drive, Naperville IL 60540, United States DESCRIPTION: Medicare sales insurance 6) JOSE GALLEGO POSITION: independent contractor NATURE: Sole Proprietorship/ captive INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 24W671 Woodcrest Dr, Naperville IL 60540, United States DESCRIPTION: Mortgage origination 7) PERSONAL INCOME FOREIGN POSITION: Owner NATURE: Sole proprietorship. Income property that is one rental and a farm.The properties are foreign. One rental home in Manizales, Colombia.One coffee farm located in the municipal area of Quimbya, Colombia section Las Brisas (farm). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2022 ADDRESS: 24W671 Woodcrest Dr, Naperville IL 60540, United States DESCRIPTION: Owner, I have administrators that manage the properties on my behalf. I have a real estate administrator for the rental property and a foreman that oversees the daily activities of the farm.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-04
• S63 Uniform Securities Agent State Law Examination
  1993-04-22

Other Names

• Joe Gallego