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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-17
NJ RA APPROVED 2021-11-15
  • FL RA
    APPROVED
    Since 2024-01-17
  • NJ RA
    APPROVED
    Since 2021-11-15

Branch Locations

3 Amboy Avenue, Metuchen, NJ 08840 • United States

Fort Myers, FL • United States

Brielle, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc New York NY 10/2006 03/2017
Mml Investors Services, Llc Iselin NJ 03/2017 11/2021
Massmutual Life Insurance Company Iselin NJ 07/2016 11/2021
Commonwealth Financial Network Waltham MA 11/2021 Present
Reilly Financial Group Cranford NJ 11/2021 Present
  • 10/2006 → 03/2017
    Metlife Securities Inc
    New York, NY
  • 03/2017 → 11/2021
    Iselin, NJ
  • 07/2016 → 11/2021
    Massmutual Life Insurance Company
    Iselin, NJ
  • 11/2021 → Present
    Waltham, MA
  • 11/2021 → Present
    Reilly Financial Group
    Cranford, NJ
Previous Registrations
  • 2017-03-25 → 2021-11-18
    Iselin, NJ
  • 2008-11-06 → 2017-03-25
    Msi Financial Services, Inc.
    Paramus, NJ
    Piscataway, NJ
    New York, NY
    Iselin, NJ
Other Businesses

Fixed insurance sales; as of 11/15/2021; 10% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-29
S63 Uniform Securities Agent State Law Examination 2006-11-13
  • S65 Uniform Investment Adviser Law Examination
    2008-09-29
  • S63 Uniform Securities Agent State Law Examination
    2006-11-13

View on SEC IAPD

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