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Stacey Marie Bertrand

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-07
OH RA APPROVED 2004-04-26
  • TX RA
    APPROVED_RES
    Since 2009-04-07
  • OH RA
    APPROVED
    Since 2004-04-26

Branch Locations

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper-Pike OH 07/1991 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-18
S63 Uniform Securities Agent State Law Examination 1985-04-12
  • S66 Uniform Combined State Law Examination
    2002-11-18
  • S63 Uniform Securities Agent State Law Examination
    1985-04-12
Other Names
  • Stacey Marie Lyle

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

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