Kathrine Garczynski

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Indian Wells, CA
• 11/2016 → 05/2024
  Wells Fargo Clearing Services, Llc
  Indian Wells, CA
• 05/2024 → Present
  Rbc Capital Markets, Llc
  Palm Desert, CA

Previous Registrations

• 2015-06-30 → 2024-05-15
  Wells Fargo Clearing Services, Llc
  Palm Desert, CA
• 2004-02-12 → 2015-07-09
  Ubs Financial Services Inc.
  Newport Beach, CA
  Weehawken, NJ
  Palm Dessert, CA
  Indian Wells, CA
  Indian Wells, CA
• 1997-07-08 → 2004-02-20
  Citigroup Global Markets Inc.
  Palm Desert, CA

Other Businesses

CO-TRUSTEE FOR AUNT'S TRUST; INV. RELATED; LA QUINTA, CA; START DATE 8/1/2012; 2 HRS PER MONTH; 0 HRS DURING TRADING.; CO-TRUSTEE FOR PARENT'S TRUST, INV RELATED, LA QUINTA, CA, START: 1/19/2022, 20 HRS/MONTH, 0 HRS DURING TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-03-04

Other Names

• Katherine A Garzynski
• Kathrine Anne Garczynski
• Kathie Garczynski