Douglas Arthur Davis

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2021-11-22
TX	RA	APPROVED_RES	2010-11-29
OR	RA	APPROVED	2010-11-23

MS RA
APPROVED

Since 2021-11-22
TX RA
APPROVED_RES

Since 2010-11-29
OR RA
APPROVED

Since 2010-11-23

Branch Locations

1450 Twin Lakes Avenue Suite 202, Bozeman, MT 59718 • United States

Starkville, MS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Lake Oswego	OR	11/2010	Present

11/2010 → Present

Wells Fargo Advisors Financial Network Llc

Lake Oswego, OR

Previous Registrations

2007-06-04 → 2010-11-24

Ubs Financial Services Inc.

Lake Oswego, OR
2003-05-14 → 2007-03-26

Citigroup Global Markets Inc.

Lake Oswego, OR

Lake Oswego, OR

Other Businesses

DAVIS INVESTMENT STRATEGIES, LLC, INVT RELATED, LAKE OSWEGO, OR, 100% OWNERSHIP, START DATE 3/11/2020, 40 HRS PER MONTH, 30 HRS DURING TRADING, FINET PRACTICE.| DOUGD GP, LLC; INV RELATED; BOZEMAN, MT; 90% OWNERSHIP; START DATE 05/30/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; USED TO MAKE SELL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-06
S63	Uniform Securities Agent State Law Examination	1995-09-14

S65 Uniform Investment Adviser Law Examination

2003-05-06
S63 Uniform Securities Agent State Law Examination

1995-09-14

Other Names

Doug Davis
Douglas Arthur Davis
Douglas A. Davis
Doug Davis

View on SEC IAPD