Saul Mitchell Simon

Current Employers

Employment History

• 12/2003 → 01/2025
  Lincoln Financial Advisors Corp.
  Boca Raton, FL
• 01/2025 → Present
  Osaic Wealth, Inc.
  Boca Raton, FL

Previous Registrations

• 2004-04-20 → 2025-01-24
  Osaic Fa, Inc.
  Edison, NJ
  Iselin, NJ
  Boca Raton, FL
  Boca Raton, FL
• 2002-05-06 → 2003-12-05
  Veravest Investment Advisors, Inc.
  Piscataway, NJ

Other Businesses

1) 6217 NW 21ST CT BOCA RATON, FL 33496 CATEGORY: AUTHOR TITLE: OWNER DUTIES: AUTHOR OF BOOKS RELATING TO INVESTMENTS START DATE: 03/1996 APPROX 104 HRS PER YEAR 2) 6217 NW 21ST CT BOCA RATON, FL 33496 TITLE: AGENT DUTIES: OFFERING ACCIDENT, HEALTH, DISABILITY, FIXED ANNUITY, INDEXED ANNUITIES, AND TRAD LIFE INSURANCE START DATE: 01/01/2005 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 1 3) 6217 NW 21ST CT BOCA RATON, FL 33496 CATEGORY: LLC/ CONSULTING INVESTMENT RELATED: NO TITLE: SOLE OWNER DUTIES: HIRE CONSULTANTS TO PERSONAL ACCOUNTING AND BUSINESS FUNCTION CONSULTING. START DATE: 12/4/2015 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 4) SAUL SIMON 6217 NW 21ST CT BOCA RATON, FL 33496 CATEGORY: INSURANCE/PREMIUM FINANCING INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERING PREMIUM FINANCING START DATE: 05/02/2017 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 5)SAUL SIMON DBA SIMON FINANCIAL GROUP 6217 NW 21ST COURT BOCA, RATON FLORIDA 33496 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERING HEALTH AND DISABILITY INSURANCE, FIXED ANNUITIES, FIXED INDEXED ANNUITIES, LONG TERM CARE INSURANCE, AND TRADITIONAL LIFE INSURANCE START DATE: 06/01/2022 HOURS PER MONTH: 40 HOURS PER MONTH DURING TRADING HOURS: 40 6) 888 SIMON SAYS LLC POSITION: Owner NATURE: Providing consulting with respect to accounting and business functions within small companies. Including internal controls, staffing & process improvements. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/04/2015 ADDRESS: 6217 Nw. 21St, Ct, Boca raton FL 33496, United States DESCRIPTION: Owner of the LLC, who hires consulants to perform the following:consult with small companies with respect to accounting, internal controls, assisting with finding qualified employees and improving the efficiency and effectiveness of business processes.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-15
• S63 Uniform Securities Agent State Law Examination
  1986-02-28