Pablo Rene Rossetti

Current Employers

Rioux & Company, Llc

Burlington, CT • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2013-12-10

CT RA
APPROVED

Since 2013-12-10

Branch Locations

Brooklyn, NY • United States

Burlington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Newalliance Investments	Bristol	CT	03/2006	Present
Rioux & Company, Llc	Bristol	CT	07/2007	Present

03/2006 → Present

Newalliance Investments

Bristol, CT
07/2007 → Present

Rioux & Company, Llc

Bristol, CT

Previous Registrations

2007-08-23 → 2011-12-31

Rioux & Company, Llc

Burlington, CT

Other Businesses

I OWN TWO MULTIFAMILY BUILDINGS THAT I RENT OUT. I DEVOTE 8 HOURS PER MONTH TO THIS BUSINESS, ALTHOUGH NONE DURING TRADING HOURS. MY DUTIES ARE AS PROPERTY MANAGER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-22
S63	Uniform Securities Agent State Law Examination	1985-03-26

S65 Uniform Investment Adviser Law Examination

2007-08-22
S63 Uniform Securities Agent State Law Examination

1985-03-26

View on SEC IAPD