James Lynn Knott

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1993 → Present
  James L. Knott
  Antioch, TN
• 01/2000 → 09/2025
  Avantax Investment Services, Inc.
  Antioch, TN
• 09/2006 → 09/2025
  Avantax Advisory Services
  Antioch, TN
• 05/2018 → 09/2025
  Avantax Insurance Agency Llc
  Antioch, TN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Smyrna, TN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-09-18 → 2025-09-05
  Avantax Advisory Services
  Antioch, TN
  Smyrna, TN

Other Businesses

1) James L Knott CPA PC & Asso~'NIR'~5584 Mt View Rd~Antioch~TN~37013~Tax Preparation/Accounting~President~12/8/1994~120hrs~120hrs~Tax preparation|

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-22
• S63 Uniform Securities Agent State Law Examination
  2000-05-17