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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-05-12 |
Branch Locations
1048 Ashley Street Unit 301, Bowling Green, KY 42103 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W. Kentucky University | Bowling Green | KY | 07/1990 | Present |
| Argi Investment Services, Llc | Louisville | KY | 01/2010 | 04/2023 |
| Cerity Partners | Bowling Green | KY | 04/2023 | Present |
WESTERN KENTUCKY UNIVERSITY -KY 42101-NOT INVEST-ASSOCIATE PROFESSOR,CHAIR-170 HRS/MO, 130 DURING TRADING HRS-TEACH FINANCE, ADMINISTRATION OF DEPT. TVA'S INVESTMENT CHALLENGE -INVESTMENT RELATED -TVA, 400 W SUMMIT HILL DR, KNOXVILLE,TN 37902-DIRECTOR/FACULTY-3/07-SUPERVISE STUDENTS AS THEY MANAGE AN INVESTMENT PORTFOLIO.-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-12 |
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