Robert Barry Clayton

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1997 → 01/2025
  Guardian Life Insurance Co. Of America
  Islip Terrace, NY
• 12/2007 → 10/2024
  American Portfolios
  Islip Terrace, NY
• 10/2024 → 01/2025
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 01/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2005 → Present
  Clayton Financial
  St James, NY
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-10-11 → 2025-01-23
  Osaic Wealth, Inc.
  Holbrook, NY
  Scottsdale, AZ
• 2007-12-11 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2004-08-06 → 2007-12-04
  Park Avenue Securities Llc
  Islip Terrace, NY
  Islip Terrace, NY

Other Businesses

1. NAME OF OTHER BUSINESS: CLAYTON FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2005 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: BUSINESS PROFESSIONAL PROVIDING FINANCIAL SERVICES TO CLIENTS 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/1985 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: 3. NAME OF OTHER BUSINESS: ROBERT AND TINY CLAYTON INVESTMENT RELATED: NO ADDRESS: SOUTHAMPTON, NY NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 08/2018 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: FAMILY-OWNED RENTAL PROPERTY WITH 6 PARTNERS COLLECTIVELY MANAGE AND RENT PROPERTY

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-07-30

Designations

• Chartered Financial Consultant