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Donald Bew Allen

LPl Financial LLC

Charleston, SC

CRD 1350243

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2010-03-12
  • SC RA
    APPROVED
    Since 2010-03-12

Branch Locations

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) Mount Pleasant SC 05/1995 Present
  • 05/1995 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
    Mount Pleasant, SC
Other Businesses

1. 10/15/2004 - DRG GROUP - INV REL - LAND OWNER - OWN UNDERDEVELOPED LAND (11 ACRES) W/ BROTHER & 2 OTHER PEOPLE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-02
S63 Uniform Securities Agent State Law Examination 1985-08-13
  • S65 Uniform Investment Adviser Law Examination
    1993-11-02
  • S63 Uniform Securities Agent State Law Examination
    1985-08-13

View on SEC IAPD

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