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William Robert Poff

Janney Montgomery Scott LLC

Ocean View, DE

Lancaster, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-08-22
PA RA APPROVED 2014-08-20
  • DE RA
    APPROVED
    Since 2022-08-22
  • PA RA
    APPROVED
    Since 2014-08-20

Branch Locations

Ocean View, DE • United States

1650 Crooked Oak Drive Suite 100, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Lancaster PA 06/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-19
S63 Uniform Securities Agent State Law Examination 2003-10-09
  • S66 Uniform Combined State Law Examination
    2014-08-19
  • S63 Uniform Securities Agent State Law Examination
    2003-10-09
Other Names
  • W Robert Poff

View on SEC IAPD

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