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Steven Keith Hays

Tias Planners

Annapolis, MD

CRD 1350041

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Employer firm

Tias Planners CRD 122348

$10.2M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Tias Planners

1153 Tyler Ave., Annapolis, MD 21403 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-01-07
  • MD RA
    APPROVED
    Since 2026-01-07

Branch Locations

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Mclean VA 01/1999 12/2020
Tias Planners Annapolis MD 05/1996 Present
  • 01/1999 → 12/2020
    Royal Alliance Associates, Inc.
    Mclean, VA
  • 05/1996 → Present
    Tias Planners
    Annapolis, MD
Previous Registrations
Other Businesses

STEVE HAYS IS THE MANAGING PARTNER OF ANNAPOLIS-EASTPORT, LLC - A REAL ESTATE HOLDING COMPANY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-15
S63 Uniform Securities Agent State Law Examination 1988-12-12
  • S65 Uniform Investment Adviser Law Examination
    1996-02-15
  • S63 Uniform Securities Agent State Law Examination
    1988-12-12
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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