Jerry Lee Cline

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2016-02-25
OH	RA	APPROVED	2016-01-04

SC RA
APPROVED

Since 2016-02-25
OH RA
APPROVED

Since 2016-01-04

Branch Locations

Salem, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	Seabrook Island	SC	01/2016	Present

01/2016 → Present

Osaic Wealth, Inc.

Seabrook Island, SC

Previous Registrations

2015-01-30 → 2016-01-04

Stonex Advisors Inc.

Birmingham, AL
2012-03-13 → 2015-01-30

Wrp Investments, Inc.

Hartville, OH

Seabrook Island, SC

Youngstown, OH
2009-10-15 → 2012-03-06

Spc

Hartville, OH
2007-03-01 → 2009-09-18

B. Riley Wealth Management

Hartville, OH

Broken Arrow, OK

Simi Valley, CA

Stow, OH

Powell, OH

Worthington, OH
1999-10-06 → 2007-03-01

Capital Securities Of America, Inc.

Hartville, OH

Mayfield Heights, OH

Broken Arrow, OK

Simi Valley, CA

Stow, OH

Sandusky, OH

Wooster, OH

Haddon Field, NJ

Orlando, FL

Sarasota, FL

Sarasota, FL

Akron, OH

Glen Cove, NY

Simi Valley, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-10-17

S63 Uniform Securities Agent State Law Examination

1988-10-17

View on SEC IAPD