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Michael King Fitzgerald

Stifel, Nicolaus & Company, Incorporated

Athens, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-01-20
TX RA APPROVED 2023-01-18
  • GA RA
    APPROVED
    Since 2023-01-20
  • TX RA
    APPROVED
    Since 2023-01-18

Branch Locations

394 Milledge Avenue Suite 106, Athens, GA 30605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Athens GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Athens GA 11/2016 01/2023
Stifel, Nicolaus & Company, Incorporated Athens GA 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-26
S63 Uniform Securities Agent State Law Examination 1985-04-10
  • S65 Uniform Investment Adviser Law Examination
    1997-06-26
  • S63 Uniform Securities Agent State Law Examination
    1985-04-10
Other Names
  • Mike Fitzgerald
  • Michael King Fitzgerald

View on SEC IAPD

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Other Offices

CANNON FINANCIAL STRATEGISTS, INC. · ATHENS, GA
PARK AVENUE SECURITIES LLC · Athens, GA
ELWOOD & GOETZ · ATHENS, GA
LPL FINANCIAL LLC · ATHENS, GA
EDWARD JONES · ATHENS, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Athens, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Athens, GA
KINGSWOOD WEALTH ADVISORS, LLC · Athens, GA

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