James Robert Hendon

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-31
FL	RA	APPROVED	2022-01-03
KY	RA	APPROVED	2019-10-18

TX RA
APPROVED_RES

Since 2022-07-31
FL RA
APPROVED

Since 2022-01-03
KY RA
APPROVED

Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Inc.	Louisville	KY	01/1985	Present
Robert W. Baird & Co. Incorporated	Louisville	KY	10/2019	Present

01/1985 → Present

J.J.B. Hilliard, W.L. Lyons, Inc.

Louisville, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Louisville, KY

Previous Registrations

2004-01-07 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY

Louisville, KY

Other Businesses

Name/Address: The Prospectors 12 Mockingbird Valley Trail Louisville KY 40207 Start date: 1/1/2000 Hours spent: 0-1 hour/month Hours spent during trading hours: 0-1 hour Role/Responsibility: Investment Club member Investment related Name/Address: Calvary Episcopal Church 821 S. 4th Street Louisville KY 40203 Start Date: 1/1/51 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board Member; Investment Finance Committee Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-11-27
S63	Uniform Securities Agent State Law Examination	1985-04-08

S65 Uniform Investment Adviser Law Examination

2000-11-27
S63 Uniform Securities Agent State Law Examination

1985-04-08

Other Names

Jamie Hendon

View on SEC IAPD