Evan Finnell Cole

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 03/2023
  Peachtree Life Finance
  Boynton Beach, FL
• 10/2009 → 03/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2009 → 03/2023
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 03/2023 → Present
  Commonwealth Financial Network
  San Diego, CA
• 03/2023 → Present
  Hope A Financial Services Company
  Scottsdale, AZ

Previous Registrations

• 2009-10-19 → 2023-04-07
  Cambridge Investment Research Advisors, Inc.
  Fair Oaks, CA
  Burbank, CA
  San Ramon, CA
  Las Vegas, NV
  Albuquerque, NM
  Albuquerque, NM
  Rahah, NM
• 2009-03-24 → 2009-10-20
  Woodbury Financial Services, Inc.
  Fair Oaks, CA
  Dublin, CA
  Fair Oaks, CA
• 2008-09-30 → 2009-03-23
  Financial West Group
  Fair Oaks, CA
  Westlake Village, CA
• 2007-06-11 → 2008-01-28
  Fsc Securities Corporation
  Fair Oaks, CA
• 2001-07-12 → 2007-06-05
  Valic Financial Advisors, Inc.
  Las Vegas, NV
  Modesto, CA
  Reno, NV
  Bozeman, MT
  Salt Lake City, UT
  Sacramento, CA

Other Businesses

1. Owner, Evan Cole; Oil and Gas rights lease, Located in Londonderry, OH, as of 7/1/2015; Approximately 0% of time spent during business hours; Not Conducted at branch location; Investment related. 2. Fixed insurance sales; Located at 17703 N 123rd Way, Scottsdale AZ 85259, as of 3/17/2023; 10% of time spent during business hours; Conducted at branch location; Investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-10
• S63 Uniform Securities Agent State Law Examination
  1997-03-31