Joshua Mendel Mauer

Current Employers

Employment History

• 08/2008 → 10/2017
  Morgan Stanley & Co. Incorporated
  Baltimore, MD
• 06/2009 → 10/2017
  Morgan Stanley Smith Barney
  Baltimore, MD
• 01/2015 → 10/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2017 → 05/2022
  Raymond James Financial Services, Inc.
  Baltimore, MD
• 12/2017 → Present
  Steward Partners Global Advisory, Llc
  Baltimore, MD
• 10/2017 → Present
  Steward Partners Investment Advisory, Llc
  New York, NY
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Baltimore, MD

Previous Registrations

• 2009-06-01 → 2017-10-24
  Morgan Stanley
  Baltimore, MD
  Baltimore, MD
• 2008-08-11 → 2009-06-01
  Morgan Stanley & Co. Llc
  Baltimore, MD
• 2004-04-13 → 2008-08-22
  Ubs Financial Services Inc.
  Baltimore, MD
  Baltimore, MD
• 2000-02-16 → 2004-05-06
  Legg Mason Wood Walker, Incorporated
  Pikesville, MD

Other Businesses

(1)Name of Business: Mauer; McKendric Address: 8204 Spring Bottom Way, Baltimore, MD, 21208, United States Activity Type: Control Person Position/Title: Power of Attorney (Acting) Investment Related: Yes Start Date: 10/08/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Primarily dealing with home caregiver agencies & Jewish Community Services on behalf of my 91 year old mother (Holocaust Survivor), Gigi McKendric. The communication with the JCS has to do with their intermediary status with the Claims Conference of Germany with respect to reparations for partial payment for home care services \n\nPeriodic payments to contractors who work on her home and credit card bills. She is currently living independently at home. (2)Name of Business: SMH Capital Group Address: 100 International Dr Ste 21100, Baltimore, MD, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/20/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: Steward Partners Global Advisory Address: 100 International Dr Ste 21100, Baltimore, MD, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 12/14/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed Life, Long-Term Care, Disability, Health, Immediate and Fixed Annuities (4)Name of Business: Steward Partners Investment Advisory LLC Address: 100 International Dr Ste 21100, Baltimore, MD, 21202, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 10/20/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Planning; Investment Management

Exams

• S66 Uniform Combined State Law Examination
  1999-07-16