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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2014 | Present |
| Northwestern Mutual Investment Services Llc | Fort Worth | TX | 07/2014 | 04/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
| Northwestern Mutual Investment Services, Llc | Dallas | TX | 04/2017 | Present |
1) LIFETIME STRATEGIES GROUP, INVESTMENT-RELATED, 18 Grovenor Ct, DALLAS, TX, 100% OWNER OF BUSINESS TO RUN CLIENT BUILDERS IN NM OFFICES, START DATE 9/1/14, 6-20 HOURS PER MONTH 2) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-14 |
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