Thomas Anthony Balistreri

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 02/2019
  Principal Life Insurance Company
  San Francisco, CA
• 04/2015 → 02/2019
  Princor Financial Services Corporation
  San Francisco, CA
• 02/2019 → 06/2023
  The Prudential Insurance Company Of America
  Walnut Creek, CA
• 02/2019 → 06/2023
  Pruco Securities, Llc
  Walnut Creek, CA
• 06/2023 → Present
  Equitable Advisors, Llc
  New York, NY
• 03/2025 → Present
  Equitable
  Corte Madera, CA

Previous Registrations

• 2019-03-08 → 2023-06-28
  Pruco Securities, Llc.
  Walnut Creek, CA
  Sausalito, CA
  Walnut Creek, CA
• 2015-05-11 → 2019-03-26
  Principal Securities, Inc.
  San Francisco, CA
• 2014-10-10 → 2015-05-06
  Ameritas Investment Company, Llc
  Redmond, WA
  Lincoln, NE
  Greenbrae, CA
  San Francisco, CA
• 2009-03-18 → 2009-03-19
  R.W. Towt & Associates
  San Carlos, CA
  San Diego, CA
  San Diego, CA
  San Carlos, CA

Other Businesses

1. Independent Agent - Outside Fixed Business. 2. DoorDash Delivery Driver; San Francisco, CA; Sole proprietor; Contactless delivery of pre-packaged food from local restaurants; Start date 3/26/25; 60 hrs./mo.; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-30
• S63 Uniform Securities Agent State Law Examination
  1994-05-02

Other Names

• Thomas Anthony Balistreri
• Thomas Balistreri