David Allan Pagel

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-04-15

WI RA
APPROVED

Since 2021-04-15

Branch Locations

2257 New Port Vista Dr, Grafton, WI 53024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pagel Financial Group	Cedarburg	WI	08/1994	04/2021
R.M.STark & Co.,Inc.	Delray Beach	FL	11/2009	04/2021
Harbour Investments Inc.	Madison	WI	04/2021	Present
Pagel Wealth Management	Cedarburg	WI	04/2021	Present

08/1994 → 04/2021

Pagel Financial Group

Cedarburg, WI
11/2009 → 04/2021

R.M.STark & Co.,Inc.

Delray Beach, FL
04/2021 → Present

Harbour Investments Inc.

Madison, WI
04/2021 → Present

Pagel Wealth Management

Cedarburg, WI

Other Businesses

1)Pagel Wealth Management - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Pagel Family Limited Partnership | W68N347 Palmetto Avenue, Cedarburg, WI 53012 | General Partner | Description: Negotiate leases on 135 acres of wood and crop land | 11/2009 | 2 hours per month, 0 hours during trading hours | Unpaid | Not investment related 4)Blakney Corporation | c/o Attorney Kris Havlik, Foley & Lardner, 777 E. Wisconsin Avenue, Milwaukee, WI 53202 | Board Member | Description: Help review investments in the Merrill Lynch managed trust account | Beginning 10/2010 | 4 hours per month, 0 hours during trading hours | Paid position | Not investment related 5)Cedarburg Light and Water Utility Co | N30W5926 Lincoln Boulevard, Cedarburg, WI 53012 | Commissioner | Description: One of seven commissioners who discuss aspects of operating the utility | Beginning 12/2010 | 4 hours per month, 0 hours during trading hours | Paid position | Not investment related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-05-06

S63 Uniform Securities Agent State Law Examination

1991-05-06

Designations

View on SEC IAPD