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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-12 |
| OR | RA | APPROVED | 2019-03-29 |
Branch Locations
16083 Sw Upper Boones Ferry Rd Ste 250, Tigard, OR 97224 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Beaverton | OR | 02/1985 | 03/2019 |
| Foresters Advisory Services Llc | Beaverton | OR | 08/2012 | 03/2019 |
| Lpl Financial Llc | Tigard | OR | 03/2019 | Present |
1. 3/29/2019 - Firenze Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/29/2019 - 150 Hours Per Month/8 Hours During Securities Trading - Time Spent 60%. 2. 1/9/2020 - Good Life IA LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/17/2019 - 160 Hours Per Month During Securities Trading 3. 06/12/2023 - FINRA - Not Investment Related - Portland, OR - Other - FINRA - Start Date 06/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-20 |
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