Travis R Poole

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 12/2021
  Northwestern Mutual
  Chattanooga, TN
• 12/2021 → Present
  Principal Life Insurance Company
  Chattanooga, TN
• 12/2021 → Present
  Principal Securities Inc
  Chattanooga, TN
• 01/2021 → Present
  Poole Wealth Management
  Chattanooga, TN

Previous Registrations

• 2012-06-20 → 2022-01-19
  Northwestern Mutual Investment Services, Llc
  Chattanooga, TN

Other Businesses

**TRAVIS POOLE SOLE PROPRIETOR POSITION: Owner NATURE: Rental space and food sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/07/2022 ADDRESS: 4702 Taft Hwy, Signal Mtn TN 37377, United States DESCRIPTION: I rent out space on my property during the World's longest yard sale for vendors to setup tents to sell stuff. I also set up a tent and sell food for approximately 5 days per year. **OUTSIDE INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/07/2022 ADDRESS: 4702 Taft Hwy, Signal Mtn TN 37377, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits. **TRAVIS POOLE SOLE PROPRIETOR POSITION: Owner NATURE: RV HOOKUP RENTAL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/07/2022 ADDRESS: 4702 Taft Hwy, Signal Mtn TN 37377, United States DESCRIPTION: I HAVE RV HOOKUPS AT MY HOME I RENT OUT.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-05-21

Designations

• Certified Financial Planner