Marc Pierre Walsh

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1985 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 11/2009 → Present
  Bank Of America, Na
  Houston, TX

Other Businesses

I*43856FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MARC WALSHINVESTMENT RELATED: YADDRESS OF BUSINESS:HOUSTON, TEXAS 77005NATURE OF BUSINESS: OTHER,NO CORPORATE STRUCTURE. MY WIFE AND I ARE OWNERSPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/2/2007NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: DEPOSIT MONTHLY MORTGAGE PAYMENT WHICH INCLUDES UTILITIES, PRO RATA PROPERTY TAX AND INSURANCE. I*4817267 Entity Type: N/A Name of OBA: S W Address: Houston, Texas, 77005 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/07/2026 Number of Hours: 0.08, Monthly Number of Hours during trading: 0, Monthly Duties: Child/Grandchild I*4817269 Entity Type: N/A Name of OBA: F A W Address: Houston, Texas, 77005 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/07/2026 Number of Hours: 0.08, Monthly Number of Hours during trading: 0, Monthly Duties: Child/Grandchild

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-18
• S63 Uniform Securities Agent State Law Examination
  1985-05-15