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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1995-09-18 |
| WI | RA | APPROVED | 1995-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Eau Claire | WI | 09/1995 | Present |
| Bank Of America, N.A. | Eau Claire | WI | 05/2011 | Present |
I*78807 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 80/40 LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1 CHIPPEWA TRAILS, NEW AUBURN, WISCONSIN 54757 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 4/15/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HUNTING LAND 1/3 OWNERSHIP EACH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-13 |
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