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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-04
MS RA APPROVED 2011-06-07
  • TX RA
    APPROVED_RES
    Since 2021-01-04
  • MS RA
    APPROVED
    Since 2011-06-07

Branch Locations

319 Hi 51 North Po Box 479, Ridgeland, MS 39158 • United States

350 Arbor Dr Ste E, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2011 Present
Other Businesses

1) LICENSED MISSISSIPPI INDEPENDENT INSURANCE AGENT, PO BOX 3018, RIDGELAND, MS, 1/01/1999 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 15 HR/WK - 60/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10 HR/WK - 1/TRADING. 07/01/11. 3) WELLSPRING WEALTH GROUP PLLC. 350 ARBOR DRIVE, STE E, RIDGELAND, MS. STARTED 7/31/2009 AS MEMBER. MARKETING AND PAYING EXPENSES. SPENDS 1 HR/MO, 1 HR/MO DURING TRADING. NOT INVESTMENT RELATED. 4) FBI JACKSON CITIZENS' ACADEMY ALUMNI ASSOCIATION, 104 SUNRISE RDGE, BRANDON, MS, 6/30/2017 AS BOARD MEMBER. NIR - 2/MO - 2/TRADING. 5) BRIGHAM CAPITAL STRATEGIES, 350 ARBOR DRIVE, STE E, RIDGELAND, MS, PRESIDENT, 11/01/7, INV REL, 50 HR/WK- 50/TRADING HRS. 6) HOUSES TO HOMES, INC, 6601 Stolte Lane, Fort Worth TX 76123, United States, 12/01/2024, Owner, Owner/Partner of a Business Entity, NIR, 20HR/MO - 5HR/TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-17
S63 Uniform Securities Agent State Law Examination 1985-03-12
  • S66 Uniform Combined State Law Examination
    2011-05-17
  • S63 Uniform Securities Agent State Law Examination
    1985-03-12

View on SEC IAPD

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