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James Earl Kelley

Capital Planning, LLC

Palm Coast, FL

Bellevue, WA

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Current Employers
Capital Planning, Llc

10900 Ne 4Th Street Suite 2300, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-10
TX RA APPROVED_RES 2014-01-22
WA RA APPROVED 2014-01-22
  • FL RA
    APPROVED
    Since 2021-05-10
  • TX RA
    APPROVED_RES
    Since 2014-01-22
  • WA RA
    APPROVED
    Since 2014-01-22

Branch Locations

Palm Coast, FL • United States

10900 Ne 4Th Street Suite 2300, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Planning Llc Bellevue WA 01/2014 Present
Previous Registrations
  • 1992-10-16 → 2014-01-27
    Capital Planning Corp
    Bellevue, WA
    Bellevue, WA
    Bellevue, WA
  • 1997-05-05 → 2009-07-31
    Cetera Wealth Services, Llc
    Bellevue, WA
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-24
S63 Uniform Securities Agent State Law Examination 1985-03-21
  • S65 Uniform Investment Adviser Law Examination
    1993-11-24
  • S63 Uniform Securities Agent State Law Examination
    1985-03-21
Designations
Other Names
  • Jim Kelley
  • James Earl Kelley
  • James E. Kelley

View on SEC IAPD

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