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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-07-08 |
Branch Locations
814 W. State Street, Fremont, OH 43420 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance Co'S | Columbus | OH | 03/1984 | 06/2020 |
| Nationwide Advisory Services, Inc. | Columbus | OH | 02/1985 | 06/2020 |
| Planmember Securities Corporation | Carpinteria | CA | 07/2020 | Present |
| 1St Responder Financial Advisors | Copley | OH | 07/2020 | Present |
| Rick Frank Insurance | Fremont | OH | 03/1984 | Present |
| Fremont Elks Lodge #169 | Fremont | OH | 04/2018 | Present |
1) 1st Responder Financial Advisors-814 W. State St, Fremont, OH 43420; Investment related; Investment firm/Securities sales & svcs; Representative; Start date 7/2020; 60 hrs/mnth; 40 hrs/mnth during trading. 2) Rick Frank Insurance-814 W. State St, Fremont, OH 43420; Investment related; Insurance (auto, home, commercial, life, health) sales & svcs; Owner/agent; Start date 3/1984; 120 hrs/mnth; 100 hrs/mnth during trading. 3) Fremont Elks Lodge #169-436 Croghan St, Fremont, OH 43420; Noninvestment related; Fraternal lodge; Trustee; Start date 4/2018; 2 hrs/mnth; 0 hrs/mnth during trading.
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