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Walter King Corbett

Mml Investors Services, LLC

Oklahoma City, OK

CRD 1347428

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-26
OK RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-26
  • OK RA
    APPROVED
    Since 2017-03-25

Branch Locations

1601 Nw Expressway Ste 1305, Oklahoma City, OK 73118-1430 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Oklahoma City OK 01/1989 03/2017
Metlife Securities Inc. Oklahoma City OK 01/1989 03/2017
Mass Mutual Oklahoma City OK 07/2016 Present
Mml Investors Services, Llc Oklahoma City OK 03/2017 Present
  • 01/1989 → 03/2017
    Metropolitan Life Insurance Company
    Oklahoma City, OK
  • 01/1989 → 03/2017
    Metlife Securities Inc.
    Oklahoma City, OK
  • 07/2016 → Present
    Mass Mutual
    Oklahoma City, OK
  • 03/2017 → Present
    Oklahoma City, OK
Previous Registrations
  • 1995-07-27 → 2017-03-25
    Msi Financial Services, Inc.
    Oklahoma City, OK
    Oklahoma City, OK
Other Businesses

(1)PROPERTY MANAGEMENT IN YUKON, OK FOR 1 WKDY AND 2 EVE/WKND HR/WK SINCE 6/2005. (2) INDEPENDENT INSURANCE AGENT - DENTAL AND GROUP DISABILITY INCOME, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS- FROM RESIDENCE - 0 HRS INVOLVED - SINCE 09/2012

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-01
S63 Uniform Securities Agent State Law Examination 1985-09-06
  • S65 Uniform Investment Adviser Law Examination
    1995-06-01
  • S63 Uniform Securities Agent State Law Examination
    1985-09-06

View on SEC IAPD

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