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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-26 |
| OK | RA | APPROVED | 2017-03-25 |
Branch Locations
1601 Nw Expressway Ste 1305, Oklahoma City, OK 73118-1430 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Oklahoma City | OK | 01/1989 | 03/2017 |
| Metlife Securities Inc. | Oklahoma City | OK | 01/1989 | 03/2017 |
| Mass Mutual | Oklahoma City | OK | 07/2016 | Present |
| Mml Investors Services, Llc | Oklahoma City | OK | 03/2017 | Present |
(1)PROPERTY MANAGEMENT IN YUKON, OK FOR 1 WKDY AND 2 EVE/WKND HR/WK SINCE 6/2005. (2) INDEPENDENT INSURANCE AGENT - DENTAL AND GROUP DISABILITY INCOME, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS- FROM RESIDENCE - 0 HRS INVOLVED - SINCE 09/2012
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-06 |
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