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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-21 |
| FL | RA | APPROVED | 2020-11-24 |
| NJ | RA | APPROVED | 2018-02-14 |
| NM | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
| VA | RA | APPROVED | 2018-02-14 |
Branch Locations
4955 Fairhope Circle, Lakewood Ranch, FL 34211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Bridgewater | NJ | 02/2016 | 02/2018 |
| Lpl Financial Llc | Bridgewater | NJ | 02/2018 | Present |
1. 02/14/2018 - JLM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 4/19/2018 - Partners Advantage Insurance Services, LLC - Investment Related - 4204 River Walk Parkway, Suite 300, Riverside, CA 92505 - Non-Variable Insurance - Agent - Started 04/17/2018 - 1 Hour Per Month During Securities Trading. 3. 06/27/2019 - Trust Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 06/14/2019 - 1 Hour Per Month/1 Hour During Securities Trading. 4. 09/19/2022 - ICG Next LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/17/2022 - 120 Hours Per Month/6 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-23 |
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