Clay Cale Rucker

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-10-01
TX	RA	APPROVED_RES	2014-10-09
GA	RA	APPROVED	2003-06-26

NC RA
APPROVED

Since 2024-10-01
TX RA
APPROVED_RES

Since 2014-10-09
GA RA
APPROVED

Since 2003-06-26

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

110 Dixon Drive , Nc 28741, Highlands, NC 28741 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Atlanta	GA	06/1997	Present

06/1997 → Present

Raymond James & Associates, Inc.

Atlanta, GA

Other Businesses

(1)Name of Business: Church of the Incarnation, Highlands, NC Address: 520 Main Street, Highlands, NC, 28741, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 03/10/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Finance Committee is an advisory board which meets monthly to review the financials of the church and makes relevant recommendations to the Vestry for consideration. (2)Name of Business: Highlands Cashiers Health Foundation Address: 348 S 5th Street\n\n, Highlands, NC, 28741, United States Activity Type: Non profit Position/Title: Advisory Board, Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The organization has a community advisory board who serves to provide support to the board of directors. Directors are typically chosen from the advisory board.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-06-24
S63	Uniform Securities Agent State Law Examination	1985-04-02

S65 Uniform Investment Adviser Law Examination

2003-06-24
S63 Uniform Securities Agent State Law Examination

1985-04-02