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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Highland | IN | 11/1989 | 05/2020 |
| Investment Consultants & Management Company | Highland | IN | 11/1985 | Present |
| Lpl Financial, Llc | Highland | IN | 05/2020 | Present |
1. 01/01/1985 - INVESTMENT CONSULTANTS AND MANAGEMENT COMPANY/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ HIGHLAND, IN 2. 01/01/1985 - MARTIN SHREIBAK/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ HIGHLAND, IN 3. 01/01/1985 - MARTIN SHREIBAK, CFP/ TAX PREP, ACCOUNTING, CPA/ INVESTMENT RELATED/ 0%/ HIGHLAND, IN 4. 01/01/2017 - MFS HOLDING, LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ NOT INVESTMENT RELATED/ 0%/ MUNSTER, IN 5. 07/01/2019 - HI-TEC LLC/ BUSINESS OWNER/ NOT INVESTMENT RELATED/ 0%/ HIGHLAND, IN 6. 05/01/2001 - MCSHANE & SHREIBAK MANAGEMENT CO., LLC/ REAL ESTATE MANAGEMENT/ NOT INVESTMENT RELATED/ 0%/ HIGHLAND, IN 7. 10/14/2020 - Investment Consultants & Management Company - Investment Related - 2846 45th Street, Suite B, Highland, IN 46322 - Real Estate Rental - Start Date: 6/20/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 8. 5/27/2021 - 45TH STREET PROPERTIES LLC - Investment Related - 2846 45th Street, Suite B, Highland, IN 46322 - Real Estate Rental - Started 5/1/2011 - 5 Hours Per Month/0 Hours During Securities Trading - Partial owner of a real estate rental. 9. 06/22/2022 - Hi Tec-2 LLC - Investment Related - 1834 45TH STREET, MUNSTER, IN 46321 - Other-Business Owner - Start Date: 10/19/2020 - 4 Hours Per Month/0 Hours During Securities Trading - Part Owner of a Self-Storage Management Company. 10. 09/17/2024 - PAWZONLY4 LLC - Other - Business Owner - Not Investment Related - Highland, IN - Start Date 05/15/2015 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-04-18 |
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