Karen Virginia Vogelsang

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1990 → 07/2020
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 07/2020 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Newport Beach, CA

Previous Registrations

• 2020-07-02 → 2025-06-05
  Western International Securities, Inc.
  Crystal Bay, NV
  Newport Beach, CA
  Newport Beach, CA
  Newport Beach, CA
• 2001-09-10 → 2020-07-06
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

1- 06/2025 - JOHNSON WEALTH GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-01-11
• S65 Uniform Investment Adviser Law Examination
  1999-06-01

Other Names

• Karen Cleveland
• Karen Virginia Cleveland