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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Texecana | TX | 04/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Texecana | TX | 11/2016 | 08/2021 |
| Raymond James Financial Services, Inc. | Texarkana | TX | 08/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Texarkana | TX | 08/2021 | Present |
| Jumper & Associates Financial Services | Texarkana | TX | 08/2021 | Present |
(1)Name of Business: Address: 8 Woodmont Crossing St, Texarkana, TX, 75503-2100, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the business office, RJFS pays rent. (2)Name of Business: Jumper & Associates Financial Services Address: 8 Woodmont Crossing, Texarkana, TX, 75503, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 08/13/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/Branch Manager/Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-19 |
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