Larry Thomas Woods

Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-02-11

MI RA
APPROVED

Since 2026-02-11

Branch Locations

Clinton Township, MI • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Woods Financial Services/Magellan Investment Advisory Group, Llc	Clinton Township	MI	09/1989	Present
Capital Financial Services, Inc.	Minot	ND	11/2004	07/2019
Calton & Associates, Inc.	Tampa	FL	07/2019	Present

09/1989 → Present

Woods Financial Services/Magellan Investment Advisory Group, Llc

Clinton Township, MI
11/2004 → 07/2019

Capital Financial Services, Inc.

Minot, ND
07/2019 → Present

Calton & Associates, Inc.

Tampa, FL

Previous Registrations

2010-05-14 → 2019-07-29

Capital Financial Services, Inc.

Clinton Township, MI

Marysville, MI

Minot, ND

St. Clair Shores, MI

Other Businesses

1) Woods Financial Services. Non-investment related. 39105 Salem Drive Clinton Township MI, 48038-2856. Tax Prep for senior clients. Offering traditional life insurance products. Title: Owner/Agent. Start Date: 10/14/1988. Duties: Offering traditional life insurance products.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-03-08

S63 Uniform Securities Agent State Law Examination

1985-03-08

Designations

Certified Financial Planner

View on SEC IAPD