Daniel Keith Hocking

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 11/2018
  Bodell Overcash Anderson & Co., Inc.
  Jamestown, NY
• 11/2018 → Present
  Mid Atlantic Capital Corporation
  Jamestown, NY
• 11/2018 → Present
  Mid Atlantic Financial Management, Inc.
  Pittsburgh, PA
• 11/2021 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2021-06-06 → 2021-11-01
  Mid Atlantic Financial Management, Inc.
  Jamestown, NY
  Pittsburgh, PA
• 1999-04-30 → 2004-03-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jamestown, NY

Other Businesses

1)FIRST AFFILIATED OF THE CHAUTAUQUA REGION, LLC~INVESTMENT RELATED~25 EAST 4TH STREET, SUITE 15, JAMESTOWN, NY 14701~WEALTH MANAGEMENT~CO-OWNER 50/50~NOVEMBER 2018~200HRS PER MONTH~130HRS PER MONTH DURING MARKET~FINANCIAL PLANNING - - - - - - - - - - - - 2)FIXED INSURANCE SALES~NON INVESTMENT RELATED~25 EAST 4TH STREET, SUITE 15, JAMESTOWN, NY 14701~FIXED INSURANCE SALES~AGENT~MAY 1994~1HR PER MONTH~0HRS PER MONTH DURING MARKET~POTENTIAL FIXED INSURANCE SALES TO CLIENTS - - - - - - - - - - - - 4)Westfield Hospital Foundation BOD*No Invest*help raise $ for the hospital*BOD*1hr mnth/1during trade* 5)CHAUTAUQUA APPLIANCE*Not Invest* Jamestown Ny*wife's business*selling appliances*7/30/10*0 per mnth/0 trade*

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-18
• S63 Uniform Securities Agent State Law Examination
  1994-03-31

Other Names

• Daniel Keith Hockins
• Daniel K Hockins