Minor Dale Shores

Employer firm

Sunbelt Securities, Inc. CRD 42180

$2.64B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Sunbelt Securities Inc
  Houston, TX
• 07/2012 → Present
  Shores Wealth Management, Inc. (Dba)
  Yoakum, TX

Previous Registrations

• 2006-10-18 → 2012-08-03
  Lpl Financial Llc
  Victoria, TX
  Austin, TX
  Fort Mill, SC
  Austin, TX
• 2005-02-03 → 2006-10-20
  Raymond James Financial Services, Inc.
  Austin, TX

Other Businesses

1) SHORES WEALTH MANAGEMENT, INC. (DBA) INVESTMENT RELATED. 18416 US Hwy 77 South, Yoakum, TX 77995. REGISTERED REPRESENTATIVE AND INSURANCE SALES. INSURANCE AGENT. DBA UNDER SUNBELT SECURITIES, INC. START: 2/23/2007 START OF DBA WITH SUNBELT: 07/2012. COMMISSION. 40 HOURS A WEEK, ALL DURING TRADING HOURS. 2) SHORES LONGORIA RETIREMENT PLAN CONSULTANTS. (DBA) INVESTMENT RELATED. 8133 MESA DR, STE 100, AUSTIN, TX 78759. LIFE, HEALTH AND ACCIDENT INSURANCE SALES. INSURANCE AGENT AND REGISTERED REPRESENTATIVE. START: 07/2013. COMMISSION AND FEES THROUGH SUNBELT SECURITIES. 6 HOURS A WEEK. SOME DURING TRADING HOURS. THIS IS A DBA UNDER SUNBELT SECURITIES, INC.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-08-01

Designations

• Certified Financial Planner

Other Names

• Minor Dale Shores
• M Dale Shores
• Dale Shores