Thomas Michael Batson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Scottsdale, AZ
• 11/2016 → 03/2022
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 03/2022 → Present
  Morgan Stanley Smith Barney Llc
  Scottsdale, AZ
• 05/2022 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2009-08-26 → 2022-03-23
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
  Flagstaff, AZ
• 2007-04-02 → 2009-01-06
  Morgan Stanley & Co. Llc
  Scottsdale, AZ
• 2002-11-14 → 2007-04-02
  Morgan Stanley Dw Inc.
  Scottsdale, AZ
  Phoenix, AZ

Other Businesses

TRUSTEE FOR SISTER'S FAMILY TRUSTS; INVESTMENT RELATED; PACIFIC PALISADES, CA; START 12/18/02; 1 HR MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; PHOENIX, AZ; CO-OWNER; START 1/2009; 0 HRS PER MONTH. *493236 - St Joseph's Healthcare Foundation; Investment related - No; Phoenix, Arizona; Health and Welfare; Board Member, Finance Committee: Chair of St Joe's Foundation Board July 1, 2025 (2 year term). No financial responsibilities relative. Strictly a leadership & administrative role. (proprietor, partner, officer, director, employee, trustee, agent); 07/2018; During business hours: 3; After business hours: 2; Fundraising ST. JOESPH'S HOSPITAL FOUNDATION, NOT INV RELATED, PHOENIX, AZ, FINANCE COMMITTEE MEMBER, START 2/27/2019, 4 HOURS PER MONTH, 4 HOURS DURING TRADING, ATTENDING MEETINGS TO DISCUSS THE USE OF FOUNDATION ASSETS FOR CAPITAL PROJECTS AND GRANT DISTRIBUTIONS. *493253 - Trust; Investment related Yes; Pacific Palisades, California; 12/2002; During business hours: 0; After business hours: 0.25 *497342 : Rental Property ; Investment related : Yes ; Phoenix ; Arizona ; Real Estate ; Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 3/2022 ; During business hours : 0 ; After business hours : 2 ; Rental property

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-29
• S63 Uniform Securities Agent State Law Examination
  1985-04-08

Other Names

• Tom Batson