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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-27
VA RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2025-03-27
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

130 Wylderose Dr, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Management Richmond VA 07/1986 Present
Minnesota Mutual Life St. Paul MN 07/1986 Present
Securian Financial Services, Inc. Richmond VA 08/1986 08/2023
Select Brokers, Llc Midlothian VA 08/2006 Present
Cetera Wealth Services, Llc Midlothian VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/1986 → Present
    Virginia Asset Management
    Richmond, VA
  • 07/1986 → Present
    Minnesota Mutual Life
    St. Paul, MN
  • 08/1986 → 08/2023
    Securian Financial Services, Inc.
    Richmond, VA
  • 08/2006 → Present
    Select Brokers, Llc
    Midlothian, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Midlothian, VA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-12-02 → 2023-08-10
    Securian Financial Services, Inc.
    Richmond, VA
    Midlothian, VA
    St. Paul, MN
  • 1999-04-05 → 2002-12-02
    Investment Advisory Group, Inc.
    Richmond, VA
Other Businesses

1. SELECT BROKERS LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2006 ADDRESS: , Miplothian VA , United States DESCRIPTION: Agent/Broker 2. VAM FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/1986 ADDRESS: , Midlothian VA , United States DESCRIPTION: Agent/Broker 3. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/1986 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-22
S63 Uniform Securities Agent State Law Examination 1985-08-30
  • S65 Uniform Investment Adviser Law Examination
    1999-03-22
  • S63 Uniform Securities Agent State Law Examination
    1985-08-30
Designations

View on SEC IAPD

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